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 Compliance Audits

See your shop the way
an examiner will.

Top to Bottom
FULL-OPERATION REVIEW
Examiner's Eye
CFPB EXAM PLAYBOOK
Real Files
TESTED & RECOMPUTED
Clear Fixes
MAPPED TO POLICY
Top to Bottom
FULL-OPERATION REVIEW
Remote by Default
Every Area Sampled & Scored
Prioritized Action Plan
10+ Years Compliance Expertise
Remote by Default
How it works

A clear read on where you stand.

An audit shouldn't be a black box. We review your operation the way an examiner would, score every area by risk, and hand you a plan you can actually work — remote by default, on-site when you want it.

01

Share access

Grant read-only compliance access, or send your files through our secure portal. Either way works.

02

Deep review

Our team reviews your operation against federal and state requirements and samples real files for the issues examiners look for.

03

Risk scoring

Every area is scored by risk, so you know exactly where you stand — what's urgent versus what's routine.

04

Action plan

You get a prioritized, plain-English plan with the remediation steps to close each gap before your next exam.

Remote by defaultNo disruption to your team — most audits run entirely remote.
Before the examinerWe surface what an examiner would flag, while you still have time to fix it.
Documentation trailEvery finding and recommendation is documented for your records.
Audit Options

Pick the scope that fits.

Audit your whole operation, or zero in on the areas that matter most. Every audit is custom-scoped to your size and activity and runs remote by default, with on-site available on request.

À La Carte
Target one area at a time.
$499.00per area
  • Policies & Procedures
  • Licensing
  • Compensation
  • Training
  • Marketing
  • Website & Social Media
  • Remote Work
  • File Review
Most Popular
Full-Operation Audit
The complete picture before your next exam.
$2,999.00everything below
  • All six audit areas reviewed
  • 5 files sampled end-to-end
  • Risk-scored findings
  • Prioritized action plan
Add-Ons
Extend any audit's scope.
Company Websites (5)
Social Media Profiles (10)
Licensing: Branches (5)
Licensing: Originators (10)
Training Materials (5 hours)
Marketing Materials (10)
Remote Environments (10)
File Audits (each)

Client Stories

They knew where they stood
before the examiner did.

“”

Janet Cole
President · Independent Mortgage Lender
Common Questions

Audit questions, answered.

Is it remote or on-site?
How is this different from buying policies?
What do I get at the end?
How long does it take?
What if you find something?
Do you help us fix what you find?
How much does it cost?
Answer
Is it remote or on-site?
Remote by default — most audits run entirely through secure file sharing and read-only access, with no disruption to your team. On-site is available on request for shops that want it.
Ready for a clean exam?

Know where you stand before they do.

Don't wait for an examiner to tell you what's wrong. We review your operation the way they would, score every area by risk, and hand you a plan to close the gaps — remote by default, on-site when you want it.

Complete Audit · Full-Operation
$2,999.00
Custom-scoped to your shop · remote or on-site
  • Every compliance area reviewed
  • Real files sampled, not just policies
  • Risk-scored findings
  • Prioritized, plain-English action plan
  • Findings mapped to the fixes that close them
  • Documentation trail for your records
Remote by Default