Full-Operation Audit
The complete Catalyst compliance audit: a simulated examination of your whole shop modeled on the CFPB Examination Manual. Covers every audit area (policies & procedures, licensing, compensation, training, marketing, website & social media, remote work, and file review), reviews a representative sample of recent marketing and a sample of files, and delivers an examiner-style findings report with a prioritized, plain-English corrective-action plan. Includes review of 5 files; additional files, websites, social profiles, and remote environments available as add-ons.
What a Full Audit Covers
A simulated examination of your entire operation
- Policies & procedures across your whole compliance program
- Company, branch, and loan-originator licensing coverage and status
- Loan-originator compensation plans, documentation, and 12-month history
- Role-based training curriculum, assignment, and completion logs
- A representative sample of recent marketing for UDAAP, triggering terms, and disclosures
- Company and branch websites plus social media for disclosures and fair-lending risk
- Remote-work policies and actual remote environments for data security and supervision
- Five complete loan files end to end — application, disclosures, timing, and valuation
Know Exactly Where You Stand
A Catalyst compliance audit simulates a regulatory examination — we review your operation the way an examiner would, then hand you risk-scored findings and the steps to resolve each one.